Wednesday, December 14, 2011

SEC Charges Gary S. Bell for Illegal Short Selling Tactics

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Source-  http://www.sec.gov/news/press/2011/2011-264.htm Washington, D.C., Dec. 13, 2011 — The Securities and Exchange Commission today c...
Tuesday, December 13, 2011

Andrey C. Hicks Indicted for $2.5 Million Fraud Scheme in Connection with Purported Investment Fund

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Source-  http://www.fbi.gov/boston/press-releases/2011/hicks-indicted-for-2.5-million-fraud-scheme-in-connection-with-purported-investment-...
Monday, December 12, 2011

John Farahi Indicted on Federal Charges of Bilking Primarily Persian Investors and Banks Out of at Least $20 Million

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Source-  http://www.fbi.gov/losangeles/press-releases/2011/former-fund-manager-indicted-on-federal-charges-of-bilking-primarily-persian-inv...
Sunday, December 11, 2011

Kent R.E. Whitney Sentenced to 44 Months in Prison for Investment Fraud Scheme

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Source-  http://www.fbi.gov/chicago/press-releases/2011/former-chicago-options-trader-sentenced-to-44-months-in-prison-for-investment-fraud...
Friday, December 9, 2011

SEC Charges Wachovia With Fraudulent Bid Rigging in Municipal Bond Proceeds

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Source-  http://www.sec.gov/news/press/2011/2011-257.htm Washington, D.C., Dec. 8, 2011 – The Securities and Exchange Commission today ch...
Thursday, December 8, 2011

SEC Freezes Assets of Four Chinese Citizens Charged with Insider Trading

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Source-  http://www.sec.gov/news/press/2011/2011-253.htm Washington, D.C., Dec. 6, 2011 — The Securities and Exchange Commission today an...
Wednesday, December 7, 2011

SEC, U.S. Attorney and FBI Announce 13 Charged in Connection with Securities Kickback Schemes

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Source-  http://www.sec.gov/news/press/2011/2011-251.htm Washington, D.C., Dec. 1, 2011 — The Securities and Exchange Commission, U.S. At...
Tuesday, December 6, 2011

Thirteen Charged in Connection with Securities Kickback Schemes

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Source-  http://www.fbi.gov/boston/press-releases/2011/thirteen-charged-in-connection-with-securities-kickback-schemes BOSTON—The U.S. At...
Monday, December 5, 2011

SEC Charges Multiple Hedge Fund Managers with Fraud in Inquiry Targeting Suspicious Investment Returns

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Source-  http://www.sec.gov/news/press/2011/2011-252.htm Washington, D.C., Dec. 1, 2011 — As part of an initiative to combat hedge fund f...
Saturday, December 3, 2011

John S. Morgan Sentenced to 10 Years for Investment Fraud

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Source-  http://www.fbi.gov/tampa/press-releases/2011/sarasota-man-sentenced-to-10-years-for-investment-fraud TAMPA, FL—U.S. Attorney Rob...
Friday, December 2, 2011

John Bennett Pleads Guilty in Manhattan Federal Court to Insider Trading Scheme

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Source-  http://www.fbi.gov/newyork/press-releases/2011/film-producer-and-former-investment-professional-pleads-guilty-in-manhattan-federal...
Thursday, December 1, 2011

Jeffrey Wallace "J.W." Edwards Sentenced for Investment Scheme

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Source-  http://www.fbi.gov/atlanta/press-releases/2011/bremen-man-sentenced-for-investment-scheme ROME, GA—JEFFREY WALLACE “J.W.” EDWARD...
Wednesday, November 30, 2011

Geoffrey A. Gish and Myra J. Ettenboroug Sentenced for Running Ponzi Scheme That Cost Investors $18 Million

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Source-  http://www.fbi.gov/atlanta/press-releases/2011/georgia-couple-sentenced-for-running-ponzi-scheme-that-cost-investors-18-million ...