Thursday, June 14, 2012

SEC Charges 14 Sales Agents In $415 Million Long Island-Based Ponzi Scheme

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Source-  http://www.sec.gov/news/press/2012/2012-112.htm   Washington, D.C., June 12, 2012 — The Securities and Exchange Commission toda...
Monday, June 11, 2012

Indictment Charges Kyong Ho Kim with $1.8 Million Commodities Fraud Scheme

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Source-  http://www.fbi.gov/baltimore/press-releases/2012/indictment-charges-delaware-man-with-1.8-million-commodities-fraud-scheme   WIL...
Sunday, June 10, 2012

Brian Ray Dinning Charged in South African Ponzi Scheme

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Source-  http://www.fbi.gov/norfolk/press-releases/2012/virginia-attorney-charged-in-south-african-ponzi-scheme   NORFOLK, VA—Brian Ray D...
Saturday, June 9, 2012

John Farahi Pleads Guilty in Investment Fraud and Obstruction Case in Which Losses May Exceed $20 Million

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Source-  http://www.fbi.gov/losangeles/press-releases/2012/former-fund-manager-pleads-guilty-in-investment-fraud-and-obstruction-case-in-wh...
Wednesday, June 6, 2012

OppenheimerFunds Inc. to Pay $35 Million to Settle SEC Charges for Misleading Statements During Financial Crisis

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Source-  http://www.sec.gov/news/press/2012/2012-110.htm   Washington, D.C., June 6, 2012 – The Securities and Exchange Commission today ...
Tuesday, June 5, 2012

SEC Charges Company Officers and Penny Stock Promoters in Kickback and Market Manipulation Schemes

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Source-  http://www.sec.gov/news/press/2012/2012-108.htm   Washington, D.C., June 4, 2012 — The Securities and Exchange Commission today ...
Monday, June 4, 2012

Founders of S3 Partners Charged in $21 Million Real Estate Investment Fraud Scheme

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Source-  http://www.fbi.gov/sanfrancisco/press-releases/2012/founders-of-s3-partners-charged-in-21-million-real-estate-investment-fraud-sch...
Sunday, June 3, 2012

Eric A. Bloom and Charles K. Mosley Were Indicted in Alleged $500 Million Fraud Scheme Prior to Firm’s 2007 Collapse

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Source-  http://www.fbi.gov/chicago/press-releases/2012/ceo-and-head-trader-of-bankrupt-sentinel-management-indicted-in-alleged-500-million...
Friday, June 1, 2012

SEC Charges Phoenix-Based Investment Adviser Walter J. Clarke and Firm Oxford Investment Partners LLC With Fraud

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Source-  http://www.sec.gov/news/press/2012/2012-105.htm   Washington, D.C., May 30, 2012 – The Securities and Exchange Commission today ...
Thursday, May 31, 2012

Miami Hedge Fund Adviser Charged for Misleading Investors About "Skin in the Game" and Related-Party Deals

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Source-  http://www.sec.gov/news/press/2012/2012-104.htm   Washington, D.C., May 29, 2012 – The Securities and Exchange Commission today ...
Wednesday, May 30, 2012

SEC Halts Fraudulent Investment Scheme by New York-Based Fund Manager

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Source-  http://www.sec.gov/news/press/2012/2012-103.htm Washington, D.C., May 25, 2012 — The Securities and Exchange Commission today an...
Tuesday, May 29, 2012

Jeanne Rowzee Sentenced to More Than Seven Years in Federal Prison for Role in $25 Million Investment Scheme

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Source-  http://www.fbi.gov/losangeles/press-releases/2012/orange-county-lawyer-sentenced-to-more-than-seven-years-in-federal-prison-for-ro...
Monday, May 28, 2012

Mark Roy Anderson Sentenced to Over 11 Years in Prison for $9.5 Million Investment Scam

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Source-  http://www.fbi.gov/losangeles/press-releases/2012/disbarred-lawyer-sentenced-to-over-11-years-in-prison-for-9.5-million-investment...
Sunday, May 27, 2012

Richard H. Nickles Sentenced to 12 Years in Federal Prison in Ponzi Scheme That Caused Nearly $7 Million in Losses

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Source-  http://www.fbi.gov/losangeles/press-releases/2012/orange-county-investment-advisor-sentenced-to-12-years-in-federal-prison-in-ponz...